FSA’s Regional Assessment Programme and its follow up the Proactive Regulatory Review
The Regional Assessment Programme consists of Business Risk Awareness workshops to which all smaller retail firms will be invited to and then a follow up regulatory review (the Proactive Regulatory Review) on the firm. The purpose of the workshops is to give regulated firms a clear insight into the key messages of the regulatory review and through case studies to examine examples of good and bad practice as regards governance, culture and controls. The Regional Assessment Programme is starting at the end of this month with the first region being the North West. This programme is separate and additional to the RDR implementation reviews being carried out by the FSA as from the start of 2012.
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